Know the Rules, Then Break Them

A pianist's hands at rest on the keys
A pianist's hands at rest on the keys
Ideas · Culture · HoM Haute

Know the Rules, Then Break Them

The oldest advice in jazz, taken apart: what knowing a tune actually means, who earned the right to leave the changes, and why a solo with no rules always sounds the same. With five things to try, sound on.

The JournalA reading in five partsArgue back: homhaute@gmail.com

Every jazz student hears it in the first month, usually from someone who has stopped needing it. Know the rules, then break them. The sentence has been repeated so often it has worn smooth, and like most smooth sayings it is now quoted mainly for its second half. Breaking is the glamorous part. Nobody puts "know the rules" on a T-shirt.

This essay began as a reading of a lesson on the site Jazzadvice, which takes the saying seriously enough to ask what each word means. We have taken it further, because the argument deserves more than a page: it deserves a keyboard, a chorus of blues, and a test you can fail in private. Everything below that makes a sound needs a tap and a speaker. Everything else is just reading.

The claim, in one sentence: the second half of the saying is worthless without the first, and almost nobody who quotes it has done the first.

IThe first half

"Know" is the word doing all the work.

The Jazzadvice lesson turns on a small scene from a summer camp. A student is asked whether he knows a particular scale and says yes, meaning that he can name its notes. The instructor then plays that scale on the trumpet in every register, in thirds, in fourths, in patterns, up to the top of the horn and back, at tempo, without looking at anything. The student, it becomes clear to everyone in the room, did not know the scale. He knew its definition. The distance between those two states is the entire subject.

Try the distance yourself. The keyboard below holds one scale, C major, the first thing anyone learns. Naming it takes a second. Then listen to what the instructor meant.

Try it · The scale testOne scale, three ways of knowing it.

Naming is the first button. Everything after it is what the trumpet did. A player who knows the scale can do the red button in any key, without thinking, while listening to the drummer. That is the standard the word "know" is carrying.

Notice what happened between the first button and the last. Nothing was added to the scale. The notes never changed. What changed was the relationship between the player and the notes: from a list that can be recited to a shape that can be moved through at will, in any direction, at any speed, without the mind having to attend to it. Musicians have a word for the moment a scale stops being a list. They say it is under the fingers. The phrase is exact. It has left the head and gone somewhere faster.

Everything in jazz that looks like freedom depends on things being under the fingers. Improvisation at a hundred and eighty beats a minute leaves no time to think about where the notes of a scale are; the thinking has to have been done years earlier, so that in the moment there is only choosing. The player who is still finding the scale cannot choose. He can only arrive. That is why the instructor's demonstration was not showing off. It was defining terms.

IIThe changes

You can only leave out what you can already hear.

The rules of jazz are mostly called the changes: the sequence of chords a tune moves through, the harmonic floor a soloist stands on. Learning a tune means learning its changes so well that you can hear them with the band silent. This is not a figure of speech. Here is a twelve-bar blues in C, the most common set of changes in the music. Play one chorus with the bass and the chords. Then play the second chorus, in which the band stops and only a melody is left.

Try it · Twelve bars, twiceFirst with the changes. Then without them.

Chorus one: bass and chords under the melody. Chorus two: the band drops out. If you can still feel where the F7 arrives in bar five and where the G7 turns the corner in bar nine, you were hearing the changes, not the instruments. That is what it means to know a tune.

The second chorus is the whole argument in ninety seconds. The changes are still there. They are in you, or they are not, and the silence reveals which. When Ornette Coleman stopped playing over chord changes in 1959 the shock was not that he had removed something. It was that everyone on the bandstand and most people in the room could still hear what was gone. The absence was legible. It was, in a sense, the loudest thing on the record.

An omission is a choice made by someone who can hear what is missing. Otherwise it is not an omission. It is an absence.

The changes, silent
IIIThe breakers

Every famous rule-break named the rule as it broke it.

The lesson lists the usual saints: Armstrong, Parker, Coltrane, Coleman, and, reaching outside jazz, Debussy and Schoenberg, who dismantled tonality only after spending their youth inside it. What the list shares is not audacity. It is sequence. Read the biographies in order and the same shape appears every time: years of a discipline, then a departure from it that only makes sense because of the years. Tap through them.

Try it · The breakers, in orderWhat they broke, and what they knew first.

Read them as a set and the pattern is impossible to miss. Not one of these is a stranger wandering in. Each is a fluent speaker choosing, in public, to say something ungrammatical, and the meaning comes from the fluency. Coleman's freedom is audible because Coleman could play the changes. Coltrane's late records are unbearable to some listeners and overwhelming to others, but nobody has ever accused them of not knowing where the chords were; Giant Steps settled that question in advance, permanently. A rule-break is legible only against the rule, which means the rule is inside the rule-break, doing most of the work.

A note on the classical exhibits

Debussy won the Prix de Rome, the most conservative prize in French music, before he began writing the pieces that made the conservatoire nervous. Schoenberg wrote a harmony textbook, a thick and respectful one, and taught from it, while composing the works that abandoned harmony as everyone had understood it. He never saw a contradiction. Neither should we. The textbook was how he knew what he was leaving.

IVThe second half, alone

What playing without rules actually sounds like.

The Jazzadvice lesson makes its sharpest point with an observation from the pianist Brad Mehldau about the players in his own school band who had never listened to the music. Asked to improvise, they all did the same thing: they ran the scale up and down. Not because they lacked talent, and not because they lacked freedom. They had nothing but freedom. What they lacked was a language, and without one the free choice of every note produced the same result in every mouth.

This is the part of the saying nobody quotes, and it is the important part. The lesson's claim is not moral; it is acoustic. Freedom without grammar does not produce originality. It produces convergence. Here is what that sounds like, generated fresh each time, and beside it what a phrase sounds like when someone has learned the language.

Try it · Two solos over the same barOne has no rules. One has all of them.

The first button is a random walk through the scale at a constant rhythm, which is what "no rules" produces in every untrained player: press it five times and hear how little it changes. The second uses the things a language provides: rests, a chromatic note that leans into the next one, a rhythm that breathes, and an ending on a note the chord wants. Nothing in it is random. All of it is a choice.

Press the first button a few more times. The notes differ; the solo does not. Every run sounds like every other run because there is only one way to have no ideas, and the scale, left alone, will supply it. Noise is the most conventional sound there is. The rules are not the enemy of a personal voice. They are the only thing that makes a personal voice distinguishable from everybody else's untrained one, and the players who sound most like themselves are, without exception, the players who learned the most.

Freedom without a language does not sound free. It sounds like everyone.

Know the Rules, Then Break Them · HoM Haute
VThe dues

What the rules are, and what it costs to learn them.

The lesson ends where honest lessons end: with a list of things that take years. Harmony, technique, the ear, the recordings, the history. There is no shortcut on the list and the site does not pretend there is. Here is the same inventory, in the terms a working musician would use, followed by a test.

Harmony, until it is not theory

Chord construction, voice leading, substitutions, the cycle of fourths in every key. Not as facts that can be explained, but as sounds that can be recognised in the dark. Theory is finished when you no longer need it.

The instrument, until it disappears

Scales, arpeggios and patterns in all twelve keys, at every tempo, until the horn or the keyboard stops being a thing you operate and becomes a thing you speak through. This is the camp scene, extended over a decade.

The ear, until it leads

Hearing a chord and naming it; hearing a line and playing it back; hearing the changes, as in the second chorus above, with nothing there. The ear is the last thing to catch up and the only thing that matters on the bandstand.

The records, until they are in you

Transcription: learning solos by ear from the recordings, note for note, until the vocabulary of Armstrong and Parker and everyone since is under your own fingers. This is how the language is actually transmitted. There is no book, because the book would be the records.

The history, until you know where you are standing

Who did what, when, in reaction to whom. Not as trivia, but as the map that tells you which rule you would be breaking and whether somebody already broke it better in 1945.

That is a lot. Here is a way to find out where you are with one tune. Pick any standard you think you know, Autumn Leaves, All the Things You Are, a blues, and answer honestly.

Try it · Do you know the tune?Tick only what you could do right now, on the bandstand.
VerdictTick what applies. Be as honest as the trumpet was.
Where HoM Haute stands

We do not believe jazz is the music without rules. We believe it is the music with the most rules, learned so completely by its best players that the rules stopped being audible and started being them.

That is what this house means when it says it is rooted in the freedom of jazz. Not that anything goes. That the freedom worth having is the freedom of a player who knows the tune so well that every note is a choice and not an accident, and that this freedom is expensive: paid for in keys, in hours, in choruses played with the band silent. The saying is not "break the rules." It is a sentence with two halves, and the first one is where all the time goes.

VIThe provocations

Five arguments to have with us.

A journal that only concludes is a lecture. These are the places where this essay is least sure of itself. Take any of them up, in writing, and we will answer.

Is there anyone who broke the rules without learning them, and got away with it?

The lesson says no. Punk said yes, and had a point. Is jazz different in kind, or is it just older and less forgiving?

Does the saying flatter the teacher?

"Know the rules first" is what every institution says to every student. It is also, sometimes, how institutions keep the students in the room for another year. How do you tell the dues from the toll?

Was Coleman's freedom really a departure, or a different set of rules?

Harmolodics had its own grammar, and its own players who did and did not know it. If every rule-break becomes a rule within a decade, is "breaking" even the right word?

Is transcription learning, or copying?

The vocabulary comes from the records, and everyone who has it got it the same way. At what point does a language learned from someone else's solos become your own, and how would you know?

Can you know a tune you have never played in public?

The test above can be passed alone in a room. The instructor's demonstration was in front of people. If the bandstand is part of the definition of knowing, most of us know a great deal less than we think.

The reading table
  • Jazzadvice, Know the Rules, Then Break the Rules. The lesson this essay began from, and the camp scene it borrows.
  • Ornette Coleman, The Shape of Jazz to Come, 1959. The changes, left out, by someone who could play them.
  • John Coltrane, Giant Steps, 1960, then A Love Supreme, 1965. The rule and the departure, five years apart.
  • Charlie Parker, the Savoy and Dial sessions, 1945 to 1948. Eleven to fifteen hours a day, audible.
  • Arnold Schoenberg, Harmonielehre, 1911. The harmony textbook, written by the man leaving harmony.
  • Taste, Ahmad Jamal, Master of Space. What omission sounds like when the whole vocabulary is present.
  • Ideas, Taste Is a Discipline, Not a Possession. The same argument, one level up.

Learn the tune until you can hear it with the band silent. Then, and only then, decide what to leave out.

Disagree with us, in writing →
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